Upstream is a MERJ market. MERJ is a proud affiliate of the World Federation of Exchanges. Upstream does not permit U.S. persons to trade securities, options or warrants.

Regulatory Summary

MERJ Exchange is licensed and regulated by the Financial Services Authority of Seychelles
Licensed securities exchange operator (License No. SE001)
Licensed clearing agency (License No. CA001)
Licensed securities facility (License No. SF001)
MERJ is recognized by HM Revenue & Customs (HMRC) in the UK as a “Recognized Stock Exchange” for tax purposes

This communication is intended for informational purposes only and does not constitute financial advice. Upstream Exchange is not authorized by the Financial Conduct Authority (FCA) in the UK. As such, users of Upstream Exchange may not receive the same level of regulatory protection as those using exchanges authorized by the FCA.

Important Risk Warnings:

Regulatory Status:

Upstream Exchange is regulated by the Financial Services Authority in Seychelles and complies with international standards set by IOSCO. However, it is not regulated by the FCA, which may impact the level of protection available to UK investors.

Foreign Exchange Risks:

Engaging with a foreign exchange may involve additional risks, including currency risk and regulatory differences. It is important to thoroughly understand these risks before proceeding.

Independent Research:

We strongly recommend that you conduct your own research and due diligence before opening an account or making any investment decisions on Upstream Exchange. Consider seeking independent financial advice if you have any doubts or concerns.

No Guarantees:

Investing in financial markets involves risk, and there is no guarantee of returns. Past performance is not indicative of future results, and you may lose money.

By proceeding, you acknowledge that your use of Upstream Exchange is at your own risk and that you have read and understood the potential risks involved.